-
United States, a "
security" is a
tradable financial ****et of any kind.
Securities can be
broadly categorized into: Debt
securities (e.g., banknotes, bonds...
-
making securities offerings across state lines through the mail. The SEC's
authority was
established by the
Securities Act of 1933 and
Securities Exchange...
- The
Securities Act of 1933, also
known as the 1933 Act, the
Securities Act, the
Truth in
Securities Act, the
Federal Securities Act, and the '33 Act,...
-
monetary losses for the investors. They are
generally violating securities laws.
Securities fraud can also
include outright theft from
investors (embezzlement...
-
overseeing over 1,500 NYSE-listed
securities. In the same month,
Citadel Securities filed a
lawsuit against the
Securities and
Exchange Commission over the...
- HDFC
Securities Limited is a
financial services intermediary and a
subsidiary of HDFC Bank, a
private sector bank in India. HDFC
Securities was founded...
- its name to
Kookje Securities. In 1992, the
company was
incorporated into the
Samsung Group and was
rebranded to
Samsung Securities. In 1996, the company...
- mortgages,
known as "private-label"
mortgage securities.
Issuances of private-label mortgage-backed
securities increased dramatically from 2001 to 2007 and...
-
Securities markets can be
split into two levels:
primary markets,
where new
securities are issued, and
secondary markets where existing securities can...
-
securities in what is
known as the
primary market.
Contrasted with the
Securities Act of 1933,
which regulates these original issues, the
Securities Exchange...
