-
service brokerage firms. A broker-dealer is a
broker that
transacts for its own account, in
addition to
facilitating transactions for clients.
Brokerage firms...
-
Prime brokerage is the
generic term for a
bundled package of
services offered by
investment banks,
wealth management firms, and
securities dealers to...
-
Authorized brokerage relationships;
presumption of
transaction brokerage;
required disclosures (1)
Brokerage Relationships: (a)
Authorized brokerage relationships...
- A
buyer brokerage or
buyer agency is the
practice of real
estate brokers and
their agents representing a
buyer in a real
estate transaction rather than...
- BUX is a
European mobile brokerage company,
based in
Amsterdam and London.
Retail investors buy shares, ETFs and
cryptocurrency through the BUX app. BUX...
- to Stockbrokers.
Boiler room (business)
Floor broker Mutual fund
Prime brokerage Securities market Stock market data
systems Stock trader Stock valuation...
- 2023,[update] it had $8.5 trillion in
client ****ets, 34.8 million
active brokerage accounts, 5.2 million
corporate retirement plan parti****nts, and 1.8 million...
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Stratton Oakmont, Inc. was a Long Island, New York, over-the-counter
brokerage house founded in 1989 by
Jordan Belfort and
Danny Porush. It defrauded...
- A data
broker is an
individual or
company that
specializes in
collecting personal data (such as income, ethnicity,
political beliefs, or
geolocation data)...
-
activities vary with jurisdiction. For example,
anyone offering mortgage brokerage in the
United Kingdom is
offering a
regulated financial activity; the...